Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02974 | 07/27/2021 | Claimant(s): Norman Eccarius Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Saxony Securities. Respondent Lawyers(s): Ryan C. Klump Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-02985 | 07/27/2021 | Claimant(s): Bradley Cooperman Claimant Lawyers(s): Frances Menzer Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA | ||
| 20-03222 | 07/27/2021 | Claimant(s): Gerald O'Halloran Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Langfred W. White Hearing Site: Tampa, FL | ||
| 18-04305 | 07/27/2021 | Claimant(s): Acacia Noguera, Emporio Blue LTD Claimant Lawyers(s): Acacia Noguera Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Sameer Rastogi Arbitrator(s): Christopher J. Klein, Richard Carl Smukler, Michael Greene Hearing Site: Miami, FL |  | $0 |
| 21-00370 | 07/27/2021 | Claimant(s): Misbah Eldereiny Claimant Lawyers(s): Tarek Saleh Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Kirtley M. Thiesmeyer, Shawn Michael Spaulding, William (Lee) Biddle Hearing Site: San Diego, CA | | Dismissed by Rule 12206 |
| 20-01431 | 07/26/2021 | Claimant(s): Steven Boyd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): George D. Fagan Arbitrator(s): Avery B. Goodman Hearing Site: Des Moines, IA | ||
| 20-03676 | 07/26/2021 | Claimant(s): Leslie Miller Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 20-04204 | 07/26/2021 | Claimant(s): Edgardo H. Ferrer Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 19-01094 | 07/26/2021 | Claimant(s): Alfred Papetti, Stephen Papetti Claimant Lawyers(s): Max Folkenflik Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Fred S. Pieroni, Julian F. Santos, Andrea Horowitz Hearing Site: Jersey City, NJ | | Expungement |
| 20-03008 | 07/23/2021 | Claimant(s): Michael Wallace Claimant Lawyers(s): Chelsea Masters Respondent(s): USAllianz Securities. Respondent Lawyers(s): Devin W. Bone Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI |