Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00121 | 08/25/2021 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Kim M. Monchik Respondent(s): Albert Aviles Respondent Lawyers(s): Albert Aviles Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 21-00642 | 08/25/2021 | Claimant(s): Adam Way Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hazel E. Hanley Hearing Site: Denver, CO | ||
| 20-01987 | 08/25/2021 | Claimant(s): Karin Von Burg Claimant Lawyers(s): Mark A. Tepper Respondent(s): Calton & Associates. Respondent Lawyers(s): Lloyd R. Schwed Arbitrator(s): Joseph C. Roberts, Laurel Littman Gothelf, Gary H. Kahn Hearing Site: San Francisco, CA |  | $0 |
| 21-00196 | 08/24/2021 | Claimant(s): Eric Rocks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fifth Third Securities. Respondent Lawyers(s): R. Samuel Gilley Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 21-00325 | 08/24/2021 | Claimant(s): Kelly Chimera Claimant Lawyers(s): Steven J. Berry Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00739 | 08/24/2021 | Claimant(s): Raymond Martin Claimant Lawyers(s): Raymond Martin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Kip C Lubcke, Edward W. Morris, Howard Alan Grinsberg Hearing Site: Jersey City, NJ | | $0 |
| 19-00372 | 08/23/2021 | Claimant(s): Joao Lopes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Robert L. Chase Hearing Site: Manchester, NH | ||
| 20-00946 | 08/23/2021 | Claimant(s): Martin Moore Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick Bradley Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-03146 | 08/23/2021 | Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 20-04058 | 08/23/2021 | Claimant(s): Thomas Chaney Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gene R Thornton, John J. Fitzpatrick, Mary Margaret Bush Hearing Site: Albuquerque, NM |