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FINRA Awards for Joao Lopes

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0037208/23/2021Claimant(s): Joao Lopes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert L. Chase
Hearing Site: Manchester, NH

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