22-00426 | 09/28/2022 | Claimant(s): Gregory Giardino Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Triad Advisors LLC Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ
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21-01193 | 09/28/2022 | Claimant(s): Justin Fraser Claimant Lawyers(s): David Harrison Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Lawrence R. Maxwell, Jeffrey Ackermann, Deborah Johns Tatum Hearing Site: New Orleans, LA
| | $452,817 |
20-03103 | 09/26/2022 | Claimant(s): Stephen Kiront Claimant Lawyers(s): John Stewart Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): William J. Raike Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY
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21-00141 | 09/26/2022 | Claimant(s): Fatima Menou Claimant Lawyers(s): Scott Doherty Respondent(s): Rohit Chaku, Xiao Huang, Barclays Capital. Respondent Lawyers(s): Victoria Sloan Lin Arbitrator(s): Robert J. Kheel, Leona Beane, Steven Gary Leventhal Hearing Site: New York, NY
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22-00082 | 09/26/2022 | Claimant(s): Daniel Pinkerton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): John J. Fitzpatrick Hearing Site: Helena, MT
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22-00529 | 09/26/2022 | Claimant(s): Nathan Kinzinger Claimant Lawyers(s): Michael P. Tomlinson Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Mitchell Lee Marinello, Leonard Arthur Nelson, Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
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22-00585 | 09/26/2022 | Claimant(s): Keith Steidle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
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22-01323 | 09/26/2022 | Claimant(s): Lincoln Financial Advisors Corporation Claimant Lawyers(s): Samuel P. Mauch Respondent(s): John Nelson Respondent Lawyers(s): John W. Nelson Arbitrator(s): Jeffry M. Bauer Hearing Site: Cleveland, OH
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21-01342 | 09/23/2022 | Claimant(s): Thiago Melzer Claimant Lawyers(s): Jonathan S. Sack Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Kenneth Diamond, Amy Jill Baranoff, Peter E. Gillespie Hearing Site: New York, NY
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21-02954 | 09/23/2022 | Claimant(s): Tara Schutz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Maya Steinitz Hearing Site: Chicago, IL
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