22-00322 | 10/18/2022 | Claimant(s): Marat Kushner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Laura A. Kaster Hearing Site: Baltimore, MD
| | |
22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley Hearing Site: New York, NY
| | |
21-00175 | 10/18/2022 | Claimant(s): Lori Limebeer Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Marc Kalish, Patrick Irvine, Thomas James Walsh Hearing Site: Phoenix, AZ
| | Expungement |
20-01504 | 10/18/2022 | Claimant(s): Stephen Zaminski Claimant Lawyers(s): Stefan Apotheker Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kuan Huang Arbitrator(s): Karen J. Orlin, Albert Rizzo, Qiana Martin Hearing Site: New York, NY
| | $0 |
19-01839 | 10/18/2022 | Claimant(s): Linda O'Donnell Claimant Lawyers(s): Thomas C. Costello Respondent(s): TD Ameritrade., Peter Keating, United Planners' Financial Services Respondent Lawyers(s): Erinn M. Maguire, Gerry Kowalski Arbitrator(s): Jay B. Bachar, Catherine Esther Bocskor, Robert J. Kirkner Hearing Site: Baltimore, MD
| | $244,344 |
17-00464 | 10/17/2022 | Claimant(s): Richard Lanpher Claimant Lawyers(s): Michael C. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kimberley E. Lunetta Arbitrator(s): Robert Benbow Phillips, Leonard Arthur Nelson, Richard Beens Hearing Site: Minneapolis, MN
| | |
22-00293 | 10/17/2022 | Claimant(s): Brian Kurland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR
| | |
22-00516 | 10/17/2022 | Claimant(s): David Thompson Claimant Lawyers(s): James P. Galvin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): John P. Cullem, Stuart Sinai, Philip L. Manczak Hearing Site: Tampa, FL
| | |
22-00798 | 10/17/2022 | Claimant(s): Kurt Jackson Claimant Lawyers(s): Richard A. D'Amura Respondent(s): Kestra Investment Services Respondent Lawyers(s): Michael Pedlow Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
| | |
22-00081 | 10/17/2022 | Claimant(s): Karen Binder Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Samuel E. Cohen Arbitrator(s): Jim Geiger, Michael J. Henke, Donita M. King Hearing Site: Richmond, VA
| | Expungement |