06-04530 | 04/10/2008 | Claimant(s): Rendal Dotson Claimant Lawyers(s): Sandor Grossman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Aaron R. Hartman Arbitrator(s): John "Jack" W. Rader, Stuart H. Dunn, Carol M. Stoner Hearing Site: Charleston, WV
| | $0 |
07-02675 | 04/10/2008 | Claimant(s): George Allen Claimant Lawyers(s): George S. Allen Respondent(s): Citigroup Global Markets., Mark Standard Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Michael E. Curan Hearing Site: New York, NY
| | $425 |
03-00161 | 04/09/2008 | Claimant(s): W. Dal and Peggy J. Berry Claimant Lawyers(s): Jakes Jordaan Respondent(s): David Komansky, Deepak Raj, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Betty Santangelo, Joel R. Sharp Arbitrator(s): William Cavalier, James A. Hayden, Mark L. Williams Hearing Site: Dallas, TX
| | $0 |
07-00293 | 04/09/2008 | Claimant(s): Dale V. Wessel IRA, JoAnn D. Wessel IRA Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Laif Meidell, Associated Securities Corp. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Alexander L. Mazour, David D. Stein, Marilyn Burrill O'Toole Hearing Site: Reno, NV
| | $0 |
06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan Hearing Site: Detroit, MI
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07-02620 | 04/08/2008 | Claimant(s): Todd Greenbaum Claimant Lawyers(s): Brian Kennedy Respondent(s): Hapoalim Securities USA. Respondent Lawyers(s): Ian M. Kirschner Arbitrator(s): Ernest Fanwick, Joseph F. Kelley, Kevin B. Naughten Hearing Site: New York, NY
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07-03186 | 04/08/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Barry Do Respondent Lawyers(s): Barry Do Arbitrator(s): Nick G. Tarlson Hearing Site:
| | $0 |
07-01977 | 04/08/2008 | Claimant(s): Dennis Chiaino and Mary Ann Chiaino Claimant Lawyers(s): Michael P. Gilmore Respondent(s): Stephen Berry Respondent Lawyers(s): Stephen J. Berry Arbitrator(s): Brian J. Burstin Hearing Site: New York, NY
| | $33,604 |
07-02929 | 04/08/2008 | Claimant(s): David Ni Claimant Lawyers(s): David H Ni Respondent(s): National Financial Services LLC Respondent Lawyers(s): Gary T. Grassey Arbitrator(s): Maurice R. Dunie Hearing Site: Washington, DC
| | $88 |
06-01261 | 04/07/2008 | Claimant(s): Advanced Equities. Claimant Lawyers(s): Andrew M. Zack Respondent(s): Denise Kappel Respondent Lawyers(s): Nicholas P. Iavarone Arbitrator(s): Thomas F. Mahoney, Ann Breen-Greco, Champ W. Davis Hearing Site: Chicago, IL
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