| 06-04530 | 04/10/2008 | Claimant(s): Rendal Dotson
Claimant Lawyers(s): Sandor Grossman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Aaron R. Hartman
Arbitrator(s): John "Jack" W. Rader, Stuart H. Dunn, Carol M. Stoner
Hearing Site: Charleston, WV
|  | $0 |
| 07-02675 | 04/10/2008 | Claimant(s): George Allen
Claimant Lawyers(s): George S. Allen
Respondent(s): Citigroup Global Markets., Mark Standard
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
| | $425 |
| 03-00161 | 04/09/2008 | Claimant(s): W. Dal and Peggy J. Berry
Claimant Lawyers(s): Jakes Jordaan
Respondent(s): David Komansky, Deepak Raj, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Betty Santangelo, Joel R. Sharp
Arbitrator(s): William Cavalier, James A. Hayden, Mark L. Williams
Hearing Site: Dallas, TX
| | $0 |
| 07-00293 | 04/09/2008 | Claimant(s): Dale V. Wessel IRA, JoAnn D. Wessel IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Laif Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Alexander L. Mazour, David D. Stein, Marilyn Burrill O'Toole
Hearing Site: Reno, NV
| | $0 |
| 06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI
| | |
| 07-02620 | 04/08/2008 | Claimant(s): Todd Greenbaum
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Ian M. Kirschner
Arbitrator(s): Ernest Fanwick, Joseph F. Kelley, Kevin B. Naughten
Hearing Site: New York, NY
| | |
| 07-03186 | 04/08/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Barry Do
Respondent Lawyers(s): Barry Do
Arbitrator(s): Nick G. Tarlson
Hearing Site:
| | $0 |
| 07-01977 | 04/08/2008 | Claimant(s): Dennis Chiaino and Mary Ann Chiaino
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Stephen Berry
Respondent Lawyers(s): Stephen J. Berry
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | $33,604 |
| 07-02929 | 04/08/2008 | Claimant(s): David Ni
Claimant Lawyers(s): David H Ni
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Gary T. Grassey
Arbitrator(s): Maurice R. Dunie
Hearing Site: Washington, DC
| | $88 |
| 06-01261 | 04/07/2008 | Claimant(s): Advanced Equities.
Claimant Lawyers(s): Andrew M. Zack
Respondent(s): Denise Kappel
Respondent Lawyers(s): Nicholas P. Iavarone
Arbitrator(s): Thomas F. Mahoney, Ann Breen-Greco, Champ W. Davis
Hearing Site: Chicago, IL
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