22-01387 | 07/24/2023 | Claimant(s): Richard Nardone Claimant Lawyers(s): Damian L. Albergo Respondent(s): Airinhos Serradas, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Morton S. Bunis, Joan Dawn Hogarth, Laura Engelhardt Hearing Site: Jersey City, NJ
| | Expungement |
22-02117 | 07/21/2023 | Claimant(s): Meryll Bangsil Claimant Lawyers(s): Zachary Morse Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL
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20-00608 | 07/21/2023 | Claimant(s): Amy Johnson Claimant Lawyers(s): Elizabeth W. Swedock Respondent(s): James Henry, Richard Lukaj, The Bank Street Group LLC Respondent Lawyers(s): David S. Monastersky Arbitrator(s): Walter D Goldsmith, Ivan W. Harper, Noah Jonathan Hanft Hearing Site: New York, NY
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22-00748 | 07/21/2023 | Claimant(s): Myles Terry Claimant Lawyers(s): Myles Edward Terry Respondent(s): Carla Backus, Ameriprise Financial Services. Respondent Lawyers(s): Corye Backus, Edward A. Walton Arbitrator(s): Leah Murray Albert, Teresa A. Dunn, Brian James Tagtmeier Hearing Site: Little Rock, AR
| | $0 |
23-00247 | 07/21/2023 | Claimant(s): Beliveau Bays Claimant Lawyers(s): Beliveau Bays Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX
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22-02161 | 07/21/2023 | Claimant(s): Jeffrey Wechsler Claimant Lawyers(s): Jeffrey D. Wechsler Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Denise L. Quarles, Robert Elliot Harrison, Nancy Marie Thevenin Hearing Site: New York, NY
| | $7,647 |
21-03040 | 07/21/2023 | Claimant(s): Pope Trading LLC Claimant Lawyers(s): David W. Miller Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Daniel A. Spector Arbitrator(s): Paul J. Burkhart, Peter Shapiro, Joanne Colbert Stanley Hearing Site: Boca Raton, FL
| | $0 |
20-01388 | 07/21/2023 | Claimant(s): Gennadii Bilitch Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Gene L. Small Arbitrator(s): Ted M. Rosen, John Caracciolo, Joan Patricia Beck-Wall Hearing Site: New York, NY
| | $0 |
22-02420 | 07/20/2023 | Claimant(s): Orlando Perez, Viviana Perez Cordero Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-00126 | 07/20/2023 | Claimant(s): Michael Berger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John L. Krauss Hearing Site: Indianapolis, IN
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