23-00332 | 10/18/2023 | Claimant(s): Brian Gardiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): William James Pantele Hearing Site: Baltimore, MD
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21-01916 | 10/18/2023 | Claimant(s): William Crull Claimant Lawyers(s): Everett Pritchard Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Gregory Curley Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA
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21-02920 | 10/18/2023 | Claimant(s): Erik Kuselias Claimant Lawyers(s): Brian C. Fournier Respondent(s): Scott Dorer, Steven Loveall, Securities America. Respondent Lawyers(s): Brian J. Palmeri, Greg Curley Arbitrator(s): Samuel H. Chorches, Thomas M. Madden, Andrew Stephen Knott Hearing Site: Hartford, CT
| | $0 |
23-00488 | 10/17/2023 | Claimant(s): David Carlor Claimant Lawyers(s): David Carlor Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Ernest Edward Badway, Loretta Yin, Richard H Leitman Hearing Site: Jersey City, NJ
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23-01472 | 10/17/2023 | Claimant(s): Kurt Mattson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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20-01625 | 10/17/2023 | Claimant(s): Prakash Shukla Claimant Lawyers(s): Michael J. Sullivan Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason A. Kempf Arbitrator(s): Stephen M. Acerra, Denise L. Presley, Jeremy M. Bloomenthal Hearing Site: Boston, MA
| | Expungement |
23-00663 | 10/17/2023 | Claimant(s): Latrice Osamor Claimant Lawyers(s): Latrice A. Osamor Respondent(s): First Command Brokerage Services. Respondent Lawyers(s): Adam C. Pollet Arbitrator(s): Douglas Earl McLaren, Julius P. Terrell, Alan Barry Cohen Hearing Site: Washington, DC
| | $400 |
22-02387 | 10/16/2023 | Claimant(s): William Bejarano Claimant Lawyers(s): Philip L. Vujanov Respondent(s): Gregory Ramirez Respondent Lawyers(s): Craig Bockman Arbitrator(s): Neil S. Jasper, Milan Slama, Leonard Gross Hearing Site: Los Angeles, CA
| | $10,000 |
22-02465 | 10/13/2023 | Claimant(s): Flavius Sindile Claimant Lawyers(s): Andrew S. May Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. Vonderheide Arbitrator(s): Michael S. Matek, Michael R. Sherwin, Andreanna A. Leon Hearing Site: Chicago, IL
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22-02687 | 10/13/2023 | Claimant(s): David Burgio Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): OSAIC Wealth, Prime Capital Services. Respondent Lawyers(s): Emily A. Hayes, Greg M. Curley Arbitrator(s): Mark A. Sipper Hearing Site: Buffalo, NY
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