Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01625 | 10/17/2023 | Claimant(s): Prakash Shukla Claimant Lawyers(s): Michael J. Sullivan Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason A. Kempf Arbitrator(s): Stephen M. Acerra, Denise L. Presley, Jeremy M. Bloomenthal Hearing Site: Boston, MA |  | Expungement |
| 20-03646 | 04/07/2023 | Claimant(s): John Kruk, Kruk Joint Revocable Trust UAD 1-30-17 Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Brian Megley, Cetera Advisors LLC Respondent Lawyers(s): Michael Schwartzberg Arbitrator(s): Jim Geiger, Diane Ciccone, Jeremy M. Bloomenthal Hearing Site: Providence, RI | | Expungement |