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FINRA Awards for Brian Gardiner

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0033301/08/2024Claimant(s): Brian Gardiner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cabot Lodge Securities LLC
Respondent Lawyers(s): James Baehr
Arbitrator(s): Nancy E. Watters
Hearing Site: Baltimore, MD
23-0033210/18/2023Claimant(s): Brian Gardiner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): William James Pantele
Hearing Site: Baltimore, MD

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