22-00227 | 10/30/2023 | Claimant(s): Lauren Gazzola as AIF for Robert Gazzola, The Robert Gazzola Irrevocable Trust Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Jud Perkins, David Adams Reif, Ilene J Feldman Hearing Site: Hartford, CT
| | Dismissed by Rule 12212© |
22-00316 | 10/30/2023 | Claimant(s): Cantor Fitzgerald & Co. Claimant Lawyers(s): David Paul Respondent(s): Adil Sener, John Bills, Kevin Phillips, Robert Kavanagh, Schuyler Fabian, Pei Global Partners LLC Respondent Lawyers(s): Joshua D. Liston Arbitrator(s): Michael S. Lazan, Eric Zaidins, Richard M Kosnik Hearing Site: New York, NY
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23-00732 | 10/30/2023 | Claimant(s): David Dietrich Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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22-02914 | 10/30/2023 | Claimant(s): Paul Michlik Claimant Lawyers(s): Paul Michlik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Ronald N. Roth, Erik R. Siering, Anatoly Tony Zuban Hearing Site: San Diego, CA
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23-00670 | 10/30/2023 | Claimant(s): Dianne Odom Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven Hearing Site: Tampa, FL
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22-01360 | 10/30/2023 | Claimant(s): Ronald Inlow Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Eric Ludovico, Mark Stewart, Michael Barrows Respondent Lawyers(s): Justin Chretien, Nicholas J. Yocca Arbitrator(s): Stephen Howard Marcus, Jason Moriarty, Lawrence Wayne Sarokin Hearing Site: Los Angeles, CA
| | $1,046,420 |
23-01258 | 10/30/2023 | Claimant(s): Lois Graves, W. Graves Claimant Lawyers(s): W. Joseph Graves Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Susan L. Walker Hearing Site: Indianapolis, IN
| | $0 |
22-02837 | 10/27/2023 | Claimant(s): Tastyworks. Claimant Lawyers(s): Ilana Zelener Respondent(s): Toan Tran Respondent Lawyers(s): Toan Tran Arbitrator(s): Andrew W. Levin Hearing Site: Los Angeles, CA
| | $0 |
19-03272 | 10/27/2023 | Claimant(s): 1926 Realty LItigation Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Carlos Benitez, Jeffrey Marcus, Jesus Gangi, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Fred S. Pieroni, Cheryl H. Agris, Erica Bunin Hearing Site: Jersey City, NJ
| | Expungement |
23-00346 | 10/27/2023 | Claimant(s): James LaNeave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA
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