| 20-02911 | 04/27/2021 | Claimant(s): Walter Pardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): McLaughlin, Piven, Vogel Securities
Respondent Lawyers(s): Mark G. McLaughlin
Arbitrator(s): Paul Bennett Marrow
Hearing Site: New York, NY
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| 20-02079 | 04/27/2021 | Claimant(s): Mikedmat Dena Inc.
Claimant Lawyers(s): John Dellaportas
Respondent(s): Morgan Stanley, Jacob Shapira
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard L. Sobel, Lori H. Carena, Alan Robert Sacks
Hearing Site: New York, NY
|  | $782,279 |
| 20-02174 | 04/23/2021 | Claimant(s): Oscar Seidel
Claimant Lawyers(s): Oscar Francisco Seidel
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Rory M. McLaughlin, Paul C. Tang, Dalia Zaza
Hearing Site: New York, NY
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| 20-02540 | 04/23/2021 | Claimant(s): Matthew Gaglio
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Sherry Shore
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 20-03157 | 04/23/2021 | Claimant(s): Jimmy Kuhn
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 20-02282 | 04/19/2021 | Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Blackbook Capital, Charles Vista LLC, Hunter Scott Financial LLC, John Thomas Financial
Respondent Lawyers(s): Anthony C. Naccarelli, Franklin Ogele, Gregg Lorenzo, Maria Cummings, Peter Gouzos
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
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| 20-01768 | 04/16/2021 | Claimant(s): Dominic Carlo
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 20-02348 | 04/16/2021 | Claimant(s): Mark Martiak
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
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| 20-02806 | 04/16/2021 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Michael Bessette
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 20-03084 | 04/16/2021 | Claimant(s): Kevin Wilson
Claimant Lawyers(s): John D. Stewart
Respondent(s): Laidlaw and Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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