| 09-01949 | 10/19/2009 | Claimant(s): Sidney Printz
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
|  | $15,297 |
| 08-02811 | 10/16/2009 | Claimant(s): John Griff
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): National Banc Financial., National Bank of Canada Financial, Putnam Lovell NBF Securities.
Respondent Lawyers(s): Lauren Reiter Brody
Arbitrator(s): John B. Sprung, Alan Steven Brodherson, James D. Muir
Hearing Site: New York, NY
| | |
| 08-01653 | 10/15/2009 | Claimant(s): Francois Pages
Claimant Lawyers(s): Hollis Gonerka Bart
Respondent(s): Calyon Securities (USA) Inc
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Annette B. Meyers, Michael S. Lazan, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 07-00945 | 10/15/2009 | Claimant(s): Leslie Cox-Colon
Claimant Lawyers(s): Gary Klein
Respondent(s): Citigroup Global Markets., Juan Colon-Collazo, Loretta Chiofolo
Respondent Lawyers(s): Edward N. Lerner, William A. Hohauser
Arbitrator(s): Edward G. Toptani, Charles L. Henderson, Laurence D. Rose
Hearing Site: New York, NY
| | $273,717 |
| 09-01884 | 10/15/2009 | Claimant(s): Michael Matis
Claimant Lawyers(s): Alexander Melbardis
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $213 |
| 09-02527 | 10/14/2009 | Claimant(s): Frances Meyers
Claimant Lawyers(s): Howard Meyers
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
| | $9,413 |
| 08-04451 | 10/14/2009 | Claimant(s): Phyllis Andriani, PhylissAndriani TTEE Non-Marital Trusts, TTEE of the Martial Tr
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): Wachovia Securities, Morgan Stanley & Co.
Respondent Lawyers(s): Alan S. Rafterman, Susan Poder MacFarlane
Arbitrator(s): James M. Baumann, Keely D. Parr, George E. Berkeley
Hearing Site: New York, NY
| | $0 |
| 08-04541 | 10/12/2009 | Claimant(s): Costa Tzotzis, Darin Haines, Prestige Financial Center.
Claimant Lawyers(s): Brian Reis
Respondent(s): Niles Management Leasing Corp.
Respondent Lawyers(s): Karl Azai
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $0 |
| 09-00228 | 10/12/2009 | Claimant(s): Robert Logan
Claimant Lawyers(s): Robert Logan
Respondent(s): Anthony Inkumsah, Ekn Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, Susan L. Smithline
Hearing Site: New York, NY
| | $18,175 |
| 09-00599 | 10/12/2009 | Claimant(s): The David & Catherine Moussazadeh Founda
Claimant Lawyers(s): David Moussazadeh
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Donald J. Zoeller
Hearing Site: New York, NY
| | $0 |
