| 23-00093 | 04/01/2024 | Claimant(s): Fady Sorial, Ramy Sorial
Claimant Lawyers(s): Fady G. Sorial
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Howard L. Sobel, Mitchell Regenbogen, Laura Matlow Wong-Pan
Hearing Site: New York, NY
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| 23-00040 | 03/29/2024 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Worden Capital Management LLC, Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes, Jamie J. Worden
Arbitrator(s): Cheryl H. Agris, John Clark Van Steen, Susan Romano
Hearing Site: New York, NY
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| 23-01491 | 03/29/2024 | Claimant(s): Michael Rice
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
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| 23-01145 | 03/28/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Abraham Bichler
Respondent Lawyers(s): Abraham Yitzchak Bichler
Arbitrator(s): Eva H. Posman, Mary Julia O'Connell, Joanne Sari Feld
Hearing Site: New York, NY
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| 23-02041 | 03/28/2024 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 22-00735 | 03/27/2024 | Claimant(s): Patrick McWalter
Claimant Lawyers(s): William Bean
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
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| 23-02729 | 03/26/2024 | Claimant(s): Charles Suarez-Murias
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Auriga USA
Respondent Lawyers(s): Alex Hendrickson
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 23-01538 | 03/22/2024 | Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 23-01537 | 03/22/2024 | Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
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| 23-01176 | 03/22/2024 | Claimant(s): Matthew Larson
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
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