Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01738 | 04/16/2024 | Claimant(s): Qi Wen Claimant Lawyers(s): William Bean Respondent(s): Jefferies LLC Respondent Lawyers(s): Andrew Shapren Arbitrator(s): John Warner Lowe Hearing Site: New York, NY | ||
| 23-01090 | 04/11/2024 | Claimant(s): Barry Kiront Claimant Lawyers(s): John Stewart Respondent(s): Monroe Parker Securities., Woodstock Financial Group. Respondent Lawyers(s): Alan Lipsky, William J. Raike Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY | ||
| 23-02772 | 04/11/2024 | Claimant(s): Inderpal Anand Claimant Lawyers(s): James P. Galvin Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 23-02773 | 04/09/2024 | Claimant(s): Peter Pavlakis Claimant Lawyers(s): Robert W. Pearce Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg M. Scanlon Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 23-01489 | 04/05/2024 | Claimant(s): Maurice Acriche Claimant Lawyers(s): Harris Freedman Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-03011 | 04/03/2024 | Claimant(s): Loren Weiss Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Nancy Kramer Hearing Site: New York, NY | ||
| 23-03017 | 04/03/2024 | Claimant(s): Neil Klein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY | ||
| 23-02557 | 04/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company Claimant Lawyers(s): Christopher J. Murdoch Respondent(s): Leibish Schwartz Respondent Lawyers(s): Leibish Schwartz Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY | ||
| 23-01022 | 04/03/2024 | Claimant(s): Samuel Wyman Claimant Lawyers(s): Craig A. Riha Respondent(s): Advest. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Josian Antoine, Beth Ann Haddock, Edmund Timothy Donovan Hearing Site: New York, NY | ||
| 23-00643 | 04/03/2024 | Claimant(s): Alban Wilson Claimant Lawyers(s): Barry R. Lax Respondent(s): Ron Itin, Shaun Grimaldi, E1 Asset Management. Respondent Lawyers(s): Jonathan Uretsky Arbitrator(s): David Sorokoff, Albert Rizzo, Kevin Marcus-Kanesaka Hearing Site: New York, NY |  | $2,611,670 |