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FINRA Awards for Neil Klein

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0301704/03/2024Claimant(s): Neil Klein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY

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