10-00052 | 11/07/2011 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Ariel Hernandez Respondent Lawyers(s): Ariel Hernandez Arbitrator(s): David P. Slater, Jerry A. Desiderio, Harris Gally Hearing Site: Ft. Lauderdale, FL
| | |
10-01650 | 05/18/2011 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Cecil Creasy Respondent Lawyers(s): J. Anthony Penry Arbitrator(s): Peter B. Vaden, Fred Kelner, Dwayne Thomas McKinley Hearing Site: Raleigh, NC
| | |
09-07170 | 03/10/2011 | Claimant(s): David McIntosh, Terri McIntosh Claimant Lawyers(s): Debra G. Speyer Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): Jerry Schuchman, E. William Pastor, Glenn J. Hansen Hearing Site: Philadelphia, PA
| | $0 |
09-01610 | 11/05/2010 | Claimant(s): Kevin Doyle Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Donald Wojnowski, Timothy Moyer, Vlad Uchenik, Empire Financial Group. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Peter P. Skomorowsky Hearing Site: New York, NY
| | |
09-01662 | 02/09/2010 | Claimant(s): Charles W. & Mary Alice Dammeyer Claimant Lawyers(s): Jack J. Shapiro Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): Paul Greenberg Hearing Site: Baltimore, MD
| | $0 |
09-01033 | 12/30/2009 | Claimant(s): Walter D. Blake-Trustee Claimant Lawyers(s): Nicholas D. Thomas Respondent(s): James Jahnsen, Marc Friedson, J. B. Hanauer & Co Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): George W. Rodormer Hearing Site: Boca Raton, FL
| | $0 |
08-03045 | 11/30/2009 | Claimant(s): J.B. Hanauer & Co. Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Robert Grossman Respondent Lawyers(s): Evan S. Neadel Arbitrator(s): James J. Noone, Herbert Z. Geiger, John W. Thomas Hearing Site: Newark, NJ
| | |
09-00366 | 10/30/2009 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Timothy Cox Respondent Lawyers(s): Timothy Joseph Cox Arbitrator(s): Donald J. Rasweiler, Sherri L. Hughes, Paul Giappone Hearing Site: New York, NY
| | |
07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu Claimant Lawyers(s): James M. Moriarty Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services. Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi Hearing Site: New York, NY
| | |
08-00829 | 02/04/2009 | Claimant(s): Sharon Davis Claimant Lawyers(s): Marc J. Ross Respondent(s): Bruce Guarino, Christopher Ferrara, Christopher Pollina, Edward Puttick, George Hasapes, John Williams, Joseph Natoli, Advanced Planning Securities., Rockwell Global Capital Respondent Lawyers(s): David S. Smith, John Jackson Williams, Joseph F. Keenan Arbitrator(s): Stuart K. Furman, Robert J. Walter, Greg Knight Hearing Site: Orlando, FL
| | $0 |