| 17-03214 | 05/11/2018 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s): Christian Depriest
Respondent Lawyers(s): Christian Patrick Depriest
Arbitrator(s): Robert H. Putnam
Hearing Site: Nashville, TN
| | |
| 17-02745 | 05/09/2018 | Claimant(s): James Vreeland, Robert K. Lewis Irrevocable Trust
Claimant Lawyers(s): James P. Vreeland, Pandora Vreeland
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Langfred W. White
Hearing Site: Nashville, TN
|  | Dismissed by Rule 12206 |
| 16-03385 | 01/19/2018 | Claimant(s): Richard Ausfahl
Claimant Lawyers(s): John A. Brinkley
Respondent(s): Charles Smith, David Hyman, Gregory Smith, G.L.S. & Associates.
Respondent Lawyers(s): Martin Schexnayder
Arbitrator(s): D. Bruce Shine, Harry G. Mason, Richard K. Smith
Hearing Site: Nashville, TN
| | $0 |
| 17-01391 | 12/26/2017 | Claimant(s): David Adams
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Neil Harvey Smith, Theodore Haynes, Stephen Edward Cundiff
Hearing Site: Nashville, TN
| | |
| 17-00789 | 12/22/2017 | Claimant(s): Michael Biggs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James A. McIntosh
Hearing Site: Nashville, TN
| | |
| 15-01104 | 12/18/2017 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Bradley Fullington
Respondent Lawyers(s): Bradley Wayne Fullington
Arbitrator(s): Maurice M. Feller, Mary F. Kampa O'Mara, Sarah J. Nordlund
Hearing Site: Nashville, TN
| | |
| 16-03173 | 12/05/2017 | Claimant(s): Mary Lee
Claimant Lawyers(s): David P Coates
Respondent(s): Larry George, AXA Advisors, William Evans
Respondent Lawyers(s): Connie M. Anderson, Hector D. Geribon
Arbitrator(s): Michael J. Ahlstrom, Darrell A. Hillis, Harry G. Mason
Hearing Site: Nashville, TN
| | Dismissed by Rule (12200/12201) |
| 16-02930 | 12/05/2017 | Claimant(s): Sammye Brock, Estate of Dr. J. Don Brock
Claimant Lawyers(s): Richard W. Bethea
Respondent(s): Frank Gibson, May Gibson, Raymond, James & Associates.
Respondent Lawyers(s): Aaron Furniss, Michael A. Brady
Arbitrator(s): Richard Manuel Barcia, A.J. Seier, Robert William Copeland
Hearing Site: Nashville, TN
| | $162,820 |
| 17-00371 | 11/14/2017 | Claimant(s): Robert Pippenger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services., The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Alan S. Brodherson, Sydney Crowder
Arbitrator(s): Stuart K. Furman
Hearing Site: Nashville, TN
| | |
| 17-00304 | 10/12/2017 | Claimant(s): Thomas Fields
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Wells Fargo Advisors, Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, Deirdre Wolff
Arbitrator(s): Neil Harvey Smith
Hearing Site: Nashville, TN
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