Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02756 | 04/10/2019 | Claimant(s): Jonathan Hyett Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA | ||
| 18-02384 | 04/03/2019 | Claimant(s): Dustin Smith Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc., RBC Capital Markets LLC Respondent Lawyers(s): Maggie Goetze, Tanya S. Lambrechts Arbitrator(s): Steven E. Eisenberg Hearing Site: Boca Raton, FL | ||
| 18-02677 | 03/18/2019 | Claimant(s): Lyle Pennell Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Steven R. Rolnick Hearing Site: Hartford, CT | ||
| 18-02141 | 03/11/2019 | Claimant(s): Evan Guido Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Wendy L. Schueller Arbitrator(s): Ian S. Greig Hearing Site: Tampa, FL | ||
| 18-01875 | 02/12/2019 | Claimant(s): Gary Deardorff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Kenneth L. Mann Hearing Site: Phoenix, AZ | ||
| 18-02579 | 02/08/2019 | Claimant(s): Mark Goldwasser Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 18-02115 | 01/18/2019 | Claimant(s): Jason Traino Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA | ||
| 18-01731 | 01/08/2019 | Claimant(s): Phillip Michals Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): GunnAllen Financial Respondent Lawyers(s): Deborah Anne Williams Arbitrator(s): Alfonso George Figliolia, David John Reilly, Howard R. Reiss Hearing Site: New York, NY | ||
| 18-01672 | 12/14/2018 | Claimant(s): Marc Johnson Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff S. Beckham Arbitrator(s): Ralph L. Halpern Hearing Site: Syracuse, NY | ||
| 18-01434 | 12/13/2018 | Claimant(s): Eugene Richardson Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Ira A. Auerbach Hearing Site: Buffalo, NY |