| 18-02579 | 02/08/2019 | Claimant(s): Mark Goldwasser
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
| | |
| 16-00767 | 04/05/2018 | Claimant(s): Kirk Hoffman
Claimant Lawyers(s): James Malachy Meaney
Respondent(s): Dieter Huber, National Securities Corporation, Kay Johnson, Kieran Loughran, Mark Goldwasser
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Steven H. Vogel, Stephen W. Mack, Frank A. Dusek
Hearing Site: Chicago, IL
|  | Expungement |
| 06-04000 | 08/27/2008 | Claimant(s): Caroline Rothstein, Craig Gould, Shelton Shefferman, Steven Rothstein, Steven A. Rothstein C/F Natalie Rothstei, Nancy Rothstein IRA, Steven A. Rothstein IRA
Claimant Lawyers(s): Jonathan M Cyrluk
Respondent(s): Mark Goldwasser
Respondent Lawyers(s): Givonna L. Long
Arbitrator(s): Donald M. Thompson, Lisa A Randall-Haag, Adrian E. Mazar
Hearing Site: Chicago, IL
| | |
