Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04800 | 02/09/2012 | Claimant(s): Shawn Dailey Claimant Lawyers(s): David K. Silverberg Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michelle E. Phillips Arbitrator(s): Richard A. Scalfani, Frank C. Fogl, Allan H. Kaminsky Hearing Site: Buffalo, NY | ||
| 10-04430 | 02/07/2012 | Claimant(s): Hugh Solomon Leslie Claimant Lawyers(s): Marc D Schifanelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rosemary S. Gousman Arbitrator(s): Jerry Schuchman, J. Snowden Stanley, Margaret Ann Dubil Hearing Site: Baltimore, MD | ||
| 10-00226 | 01/30/2012 | Claimant(s): Kevin Solik Claimant Lawyers(s): John D. Singer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Frederick T. Smith Arbitrator(s): Clare R. Goldfarb, E. Trice Laird, John D. Mattingly Hearing Site: Atlanta, GA | ||
| 10-05384 | 01/27/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Juan Lariva Respondent Lawyers(s): Brian D. Buckstein Arbitrator(s): Myron S. Dunay Hearing Site: Boca Raton, FL | ||
| 10-03103 | 01/25/2012 | Claimant(s): Blanche Gloetzner Claimant Lawyers(s): Tiffany J. Brown Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Frances D. Sheehy, Harriet A. Kottick, Bonnie A. Pearce Hearing Site: Boca Raton, FL |  | Stipulated Award and Expungement |
| 11-01776 | 01/20/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): Kyle Cronan Respondent Lawyers(s): Kyle Thomas Cronan Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | ||
| 11-03219 | 01/18/2012 | Claimant(s): Thomas Moran Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): J. Burke McCormick Arbitrator(s): Michael S. Hill Hearing Site: Boca Raton, FL | ||
| 11-00416 | 01/17/2012 | Claimant(s): Martha Thomas, Robert Thomas Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Todd Ratner Arbitrator(s): John Russell Barlow Hearing Site: Charlotte, NC | | $24,880 |
| 10-01794 | 01/13/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Paul Hitchcock Respondent Lawyers(s): Paul Gerard Hitchcock Arbitrator(s): Paul D. Gutierrez Hearing Site: San Francisco, CA | ||
| 11-00699 | 01/11/2012 | Claimant(s): Arlene Halley Claimant Lawyers(s): Randall K. Calvert Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Martha F. McDugald Arbitrator(s): Vicki J. Limas, Pamela M. Roach, Charles W. Adams Hearing Site: Oklahoma City, OK | | Stipulated Award and Expungement |