Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01867 | 01/25/2021 | Claimant(s): Joseph Young Claimant Lawyers(s): Brian Luther Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Geoff Beckham Arbitrator(s): A.J. Seier Hearing Site: Memphis, TN | ||
| 20-01268 | 09/09/2020 | Claimant(s): Ryan Hilliard Claimant Lawyers(s): Ryan A. Hilliard Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Gayle B. Carlson Hearing Site: Memphis, TN |  | $0 |
| 20-01079 | 06/18/2020 | Claimant(s): John Wilfong Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Harvey R. Linder Hearing Site: Memphis, TN | ||
| 20-00380 | 05/26/2020 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): Todd Paynter Respondent Lawyers(s): Todd Bogan Paynter Arbitrator(s): Robert H. Putnam Hearing Site: Memphis, TN | ||
| 18-01022 | 02/06/2020 | Claimant(s): Ty Bauer Claimant Lawyers(s): Andy T. Arant Respondent(s): Donald Blackwell Respondent Lawyers(s): Brad Walsh Arbitrator(s): Earle J. Schwarz, Stephen H. Biller, William Robert Vance Hearing Site: Memphis, TN | ||
| 19-00985 | 12/09/2019 | Claimant(s): David Pickler Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joshua Norton Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN | ||
| 18-02750 | 10/30/2019 | Claimant(s): Jerry Steelman Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Thomas Joseph Atkinson, Stephen Earl Clark, Richard Manuel Barcia Hearing Site: Memphis, TN | | $154,000 |
| 18-01451 | 03/21/2019 | Claimant(s): Gallina Family Investments Claimant Lawyers(s): Charles W HIll Respondent(s): Wells Fargo Clearing Services, Nathan Hooker Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Stuart K. Furman, Earle J. Schwarz, Frank S. Cantrell Hearing Site: Memphis, TN | | $0 |
| 18-03405 | 03/06/2019 | Claimant(s): Albert Alexander Claimant Lawyers(s): Mark D. Griffin Respondent(s): B. Riley Wealth Management Respondent Lawyers(s): James T. Ritt Arbitrator(s): Langfred W. White Hearing Site: Memphis, TN | ||
| 18-02597 | 01/08/2019 | Claimant(s): Peggy Russell Claimant Lawyers(s): Edward M. Bearman Respondent(s): Richard Burt Respondent Lawyers(s): Richard Allen Burt Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN | | $300 |