| 20-02844 | 07/22/2021 | Claimant(s): Victor Iannelli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 21-01341 | 07/22/2021 | Claimant(s): John Morris
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
| | |
| 20-02777 | 07/21/2021 | Claimant(s): Christopher Cort
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co.., Josephthal & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 20-00395 | 07/21/2021 | Claimant(s): Dmitry Kreslavskiy, Yevgeniya Kreslavskaya, Dmitry Kreslavskiy IRA, Yevgeniya Kreslavskaya IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Robert R. Salman, Robert E. Anderson, Patrick R. Westerkamp
Hearing Site: Jersey City, NJ
|  | Expungement |
| 20-02977 | 07/16/2021 | Claimant(s): Joseph Silvestri
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 19-01935 | 07/06/2021 | Claimant(s): Noemi Escobar & Jose Betances TTEE
Claimant Lawyers(s): Bruce H. Nagel
Respondent(s): Morgan Stanley, Wade Martin, Comerica Bank
Respondent Lawyers(s): Francis P. Maneri, Joseph A. Sack, Sean J. Coughlin
Arbitrator(s): Catherine Stewart, Jay Alan Kranis, Avram B Segall
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-01103 | 06/29/2021 | Claimant(s): Benjamin F. Edwards & Company.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Peter Budd
Respondent Lawyers(s): Peter Charlton Budd
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
| | |
| 20-03175 | 06/28/2021 | Claimant(s): Michael Nessim
Claimant Lawyers(s): Ross Kartez
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Julian F. Santos
Hearing Site: Jersey City, NJ
| | |
| 20-01526 | 06/25/2021 | Claimant(s): William Nelms
Claimant Lawyers(s): Lars Soreide
Respondent(s): Brian DiBrino, American Portfolios Financial Srvs.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): James M. Baumann, Robert R. Salman, Edith M. Novack
Hearing Site: Jersey City, NJ
| | Expungement |
| 19-01333 | 06/24/2021 | Claimant(s): Linda Cassidy, The Estate of Anna Walson
Claimant Lawyers(s): Samuel M. Braverman
Respondent(s): Alexander Aiello, Wells Fargo Advisors Financial Network, Marc Barretta
Respondent Lawyers(s): Charles M. O'Rourke, Michael Naccarato
Arbitrator(s): Fred S. Pieroni, John A. Scudiero, Paul Allan Massaro
Hearing Site: Jersey City, NJ
| | $0 |
