| 22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing.
Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr
Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo
Hearing Site: Orlando, FL
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| 22-01685 | 05/12/2023 | Claimant(s): Allan Babaian
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C.
Respondent Lawyers(s): Damian Maggio, Emily A. Hayes
Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen
Hearing Site: Boca Raton, FL
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| 22-02016 | 05/08/2023 | Claimant(s): Joseph Fallarino
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC
Respondent Lawyers(s): Damian Maggio, Jamie J. Worden
Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman
Hearing Site: New York, NY
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| 22-00654 | 04/28/2023 | Claimant(s): Troy Stine
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): A. G. Edwards & Sons., Cetera Advisor Networks LLC
Respondent Lawyers(s): David Feldstein, Deirdre Wolff
Arbitrator(s): Maryanne M. Esser, Irving Sylvester Moses, Stuart Diamond
Hearing Site: Houston, TX
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| 22-00159 | 03/29/2023 | Claimant(s): Andrew Sukhin
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Kimberly J. Gustafson
Arbitrator(s): Nanci Sondra Landy, Steven Barry Paskal, Annelise Sander
Hearing Site: Boca Raton, FL
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| 22-01816 | 03/17/2023 | Claimant(s): Robert Stanlick
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Piper Jaffray & Co., Geneos Wealth Management
Respondent Lawyers(s): Bridget Larsen, Victoria H. Buter
Arbitrator(s): Tina Alison Davis, Douglas Lou Dombey, Fernando Lugo
Hearing Site: Denver, CO
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| 22-00176 | 02/17/2023 | Claimant(s): Douglas Kobak
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Citigroup Global Markets., Coastal Equities.
Respondent Lawyers(s): Adam Kauff, Francis J. Skinner
Arbitrator(s): Fred W. Miller, Buzz Adelman, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
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| 22-00840 | 02/14/2023 | Claimant(s): Christopher Falconer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman
Hearing Site: Jersey City, NJ
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| 22-00283 | 02/10/2023 | Claimant(s): Steven Jaenichen
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Ira A. Auerbach, Qiana Martin, Daniel D'Costa
Hearing Site: New York, NY
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| 20-03069 | 02/02/2023 | Claimant(s): Patrick Esparrago
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
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