| 20-02133 | 02/16/2021 | Claimant(s): Richard Pierce
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mark A. Sipper
Hearing Site: Columbus, OH
| | |
| 20-02334 | 02/02/2021 | Claimant(s): Titus Allen
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): John F. Burns
Hearing Site: Columbus, OH
| | |
| 20-00837 | 12/22/2020 | Claimant(s): Geoffrey McCash
Claimant Lawyers(s): Edward Scott Zusman
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Michael L. Lyons
Hearing Site: Columbus, OH
| | |
| 18-01201 | 10/23/2020 | Claimant(s): Arthur Bing, Bryan Davis, Holly Easton, Richard Stobbs, Yvonne Mitchell, Zoran Stoyanovich
Claimant Lawyers(s): John S. Chapman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Sharon R. Merriman, Jacqueline R. Fox, Gregory Hunter Mathews
Hearing Site: Columbus, OH
|  | $450 |
| 20-00572 | 09/16/2020 | Claimant(s): Dean Schockling
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Robert J. Scafuri
Hearing Site: Columbus, OH
| | |
| 18-01716 | 05/19/2020 | Claimant(s): Jill Wood
Claimant Lawyers(s): Eliott R. Good
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Peter Ordower, Matthew Harold Fields, Phillip Lawrence Wright
Hearing Site: Columbus, OH
| | |
| 19-03219 | 03/27/2020 | Claimant(s): Daniel T. Kuhl, IRA
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Gregory P. Szuter
Hearing Site: Columbus, OH
| | $300 |
| 19-03633 | 03/09/2020 | Claimant(s): Leslie Lauer, Steven LeClair
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Columbus, OH
| | |
| 18-02583 | 01/15/2020 | Claimant(s): Aneita Doering
Claimant Lawyers(s): Todd Neuman
Respondent(s): Gregory Coffing, Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Susanne J. Hollander, Karen Yvonne Preston, Erwin John Dugasz
Hearing Site: Columbus, OH
| | $0 |
| 19-02027 | 01/10/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): James Johnson
Respondent Lawyers(s): James E. Johnson
Arbitrator(s): Michael L. Lyons
Hearing Site: Columbus, OH
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