| 18-01716 | 05/19/2020 | Claimant(s): Jill Wood
Claimant Lawyers(s): Eliott R. Good
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Peter Ordower, Matthew Harold Fields, Phillip Lawrence Wright
Hearing Site: Columbus, OH
| | |
| 13-02309 | 04/14/2015 | Claimant(s): Carter Garnon
Claimant Lawyers(s): Adam P Richards
Respondent(s): NYLife Securities LLC, Thomas Krach, New York Life Insurance Company, New York Life Insurance and Annuity Comp
Respondent Lawyers(s): David K. Montgomery
Arbitrator(s): Charles D. Underwood, John C. Aten, Matthew Harold Fields
Hearing Site: Columbus, OH
| | |
| 09-01606 | 03/09/2010 | Claimant(s): Robert Jones
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Ford
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Charles D. Underwood, Robin R. Mathews, Matthew Harold Fields
Hearing Site: Columbus, OH
|  | $568,798 |
| 09-04061 | 02/18/2010 | Claimant(s): Joel Handorf
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Charles Luttjohann, Charles D. Luttjohann, IRRA
Respondent Lawyers(s): Martin B. Greenbaum
Arbitrator(s): Charles D. Underwood, Matthew Harold Fields
Hearing Site: Columbus, OH
| | Expungement |
| 08-00207 | 08/08/2008 | Claimant(s): Milton Leeman
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): George Babyak
Respondent Lawyers(s): Jennie K. Ferguson
Arbitrator(s): Charles D. Underwood, Christy K. Radigan, Matthew Harold Fields
Hearing Site: Columbus, OH
| | Expungement |
