| 13-00877 | 10/30/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): John K. Wells
Respondent(s): Matthew MacMichael
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Jim Geiger, David Marcus, Gregory J. Spadea
Hearing Site: Philadelphia, PA
| | |
| 13-00612 | 10/21/2014 | Claimant(s): Kerry Edwards
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins, Jeffrey K. Compton
Arbitrator(s): Caryl S. Bernstein, Peter H. Goldberg, Karla Jayne Letsche
Hearing Site: Washington, DC
|  | $100,250 |
| 14-01042 | 10/16/2014 | Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gretchen L. Klebasko
Arbitrator(s): Henry G. Plaster, Susan A. Mathews, Jane C. Carney
Hearing Site: Washington, DC
| | |
| 13-00467 | 04/07/2014 | Claimant(s): John Crowley, Lamia Crowley
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Paul Davis Pearlstein, Geoffrey A. Drucker, Shelley Simons Korch
Hearing Site: Washington, DC
| | $200,000 |
| 12-04191 | 02/06/2014 | Claimant(s): Negotiart of America.
Claimant Lawyers(s): David E. Robbins
Respondent(s): Sean Spearman, Ascendiant Capital Markets
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Erwin Jay Shustak, Brian Boru Torsney, Traci Lynn Sherrod
Hearing Site: San Diego, CA
| | $510,890 |
| 12-03894 | 01/30/2014 | Claimant(s): Carrie Devorah, Carrie Devorah IRA, Carrie Devorah Living Trust
Claimant Lawyers(s): Michael P. Marsalese
Respondent(s): Dawn Bennett, Bennett Group Financial Services LLC, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Edward M. Statland, Susan A. Mathews, T.S.L. Perlman
Hearing Site: Washington, DC
| | $0 |
| 12-04118 | 01/08/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Peter Gambee
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Martin H. Zern, Steven J. Brill, David Jeremy Mattana
Hearing Site: New York, NY
| | |
| 11-04494 | 12/24/2013 | Claimant(s): Steven Kolow
Claimant Lawyers(s): David E. Robbins
Respondent(s): Anthony Ottimo, Shazash Hossain, EKN Financial Services Inc.
Respondent Lawyers(s): Anthony Ottimo, Shazash Hossain, Thomas Giugliano
Arbitrator(s): Larry D. Hayden, Ronald G. Guida, Mary C. Davis
Hearing Site: Denver, CO
| | $932,500 |
| 12-02683 | 11/11/2013 | Claimant(s): Lee Seidman, Mark Kreindel, Sharon Kreindel, Lee G. Seidman Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): James Dale Ellis, Michael D. McDowell, Douglas Lucera Alder
Hearing Site: Cleveland, OH
| | $573,316 |
| 12-02685 | 05/07/2013 | Claimant(s): Michael Pinsent, Susan Kelly
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Robert Kennedy
Respondent Lawyers(s): Robert Joseph Kennedy
Arbitrator(s): David E. Robbins
Hearing Site: New York, NY
| | $325 |
