| 20-02468 | 05/06/2022 | Claimant(s): Janice Compton
Claimant Lawyers(s): Niel Prosser
Respondent(s): Thomas Buck
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Ian S. Greig, Mollie Wagner Neal, Gary E. Marcus
Hearing Site: Memphis, TN
|  | $5,216,020 |
| 20-01382 | 05/04/2022 | Claimant(s): BAG Securities Fund, L.P., GovPlus Fund AI, NorCap Diversified Premium Fund, NorCap Equity Plus Fund
Claimant Lawyers(s): David E. Robbins
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Francesca Brody
Arbitrator(s): David A. Schuler, Eric Ross Cromartie, Christopher John Rowland
Hearing Site: Dallas, TX
| | $0 |
| 20-00137 | 04/12/2022 | Claimant(s): Stonehaven, Titanium Alternative Solutions
Claimant Lawyers(s): David E. Robbins
Respondent(s): Bird Box Entertainment Limited
Respondent Lawyers(s): Timothy Lynch
Arbitrator(s): Joseph L. Calabrese, Laura Wong-Pan
Hearing Site: New York, NY
| | |
| 19-02995 | 04/03/2020 | Claimant(s): Baruch Azulay
Claimant Lawyers(s): David E. Robbins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
| | |
| 18-02246 | 01/06/2020 | Claimant(s): Kevin Yang
Claimant Lawyers(s): David E. Robbins
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Scarlett L. Freeman
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
| | |
| 19-01704 | 01/06/2020 | Claimant(s): Shi Zhou
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wilmington Capital Securities
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | |
| 18-01147 | 10/10/2019 | Claimant(s): Virginia Transfomer., Prabhat Jain, Santosh Jain
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Elliot B. Platt, Donita M. King, Peter H. Goldberg
Hearing Site: Richmond, VA
| | $0 |
| 18-02321 | 07/03/2019 | Claimant(s): Vinh Thai
Claimant Lawyers(s): David E. Robbins
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Helm Wright
Arbitrator(s): Ted M. Rosen, Gregory J. Getz, Paul C. Tang
Hearing Site: New York, NY
| | $1,125 |
| 17-02736 | 05/07/2019 | Claimant(s): Irwin and Madeline Lieber, Joint Tenants
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley & Co., Jeffrey Cadan, Michael Paesano
Respondent Lawyers(s): David E. Robbins, Jeffrey Neil Cadan, William D. Briendel
Arbitrator(s): David S. Billet, Abigail R. Levy, Richard M. Gray
Hearing Site: New York, NY
| | Expungement |
| 16-03651 | 08/09/2018 | Claimant(s): Joseph Metkoff and Mary Metkoff
Claimant Lawyers(s): David E. Robbins
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Howard L. Sobel, Maya Steinitz, Steven C. Kasarda
Hearing Site: New York, NY
| | $0 |
