Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02262 | 01/15/2021 | Claimant(s): Gerald Hast Claimant Lawyers(s): James P. Galvin Respondent(s): Pro-Integrity Securities. Respondent Lawyers(s): William Perry Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 20-02329 | 01/14/2021 | Claimant(s): Leo Rodriguez Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 20-01350 | 01/11/2021 | Claimant(s): Douglas Wall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 19-01048 | 12/31/2020 | Claimant(s): Dillon Pacholek Claimant Lawyers(s): Cody L. Towns Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sarah E. Moffett Arbitrator(s): Karen Roberts Washington, Phyllis Sandra Hill, Alonso Buitron Hearing Site: Dallas, TX | ||
| 20-01348 | 12/17/2020 | Claimant(s): Andrew Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group. Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 20-01988 | 12/09/2020 | Claimant(s): Brian Smoot Claimant Lawyers(s): Brian Luther Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 20-01276 | 12/08/2020 | Claimant(s): Jan Mohamed Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Kerri L. Delgado Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-01559 | 11/24/2020 | Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX | ||
| 20-01372 | 11/16/2020 | Claimant(s): James Stanford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00438 | 11/10/2020 | Claimant(s): Walter Stucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX |