| 09-07204 | 09/16/2011 | Claimant(s): Mai Klein
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): Edward Rosenberg, Robert Rosenberg
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
|  | $2,500 |
| 09-07159 | 09/09/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Robert Thompson
Respondent Lawyers(s): Chris T. Vernon
Arbitrator(s): Steven R. Reininger, John Hughes Verchot, Joel David Cowart
Hearing Site: Tampa, FL
| | |
| 11-01810 | 08/29/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): James Herrick
Respondent Lawyers(s): Kraig H. Koach
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 10-03911 | 08/26/2011 | Claimant(s): Barbara Shimko, Joseph Shimko
Claimant Lawyers(s): John R. Kiefner
Respondent(s): J.P. Turner & Company
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Gordon G. Bowles, Jacquelyn M. Shannon, Lawrence Gray Sanders
Hearing Site: Tampa, FL
| | $0 |
| 09-06144 | 08/09/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Stephen Lowther
Respondent Lawyers(s): Stephen W. Lowther
Arbitrator(s): Harris E. Bunkin, Russell W. Merriman, Thomas G. Moore
Hearing Site: Tampa, FL
| | |
| 10-01489 | 08/03/2011 | Claimant(s): Ken Skuba, Warren Farms Inc
Claimant Lawyers(s): James Anderson
Respondent(s): Raymond James Financial Services., Robert Walen
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Muriel Desloovere, Pamela S. Townsend, Darryl C. Wilson
Hearing Site: Tampa, FL
| | $0 |
| 09-06607 | 08/02/2011 | Claimant(s): Bruce Anderson, Bruce M. Anderson Irrevocable Trust
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Holly Callen, Kasey Hafenbrack, Keith Witter, Askar Corp.
Respondent Lawyers(s): Keith A. Witter, Livia E. Babcock
Arbitrator(s): H. Steven Holtzman, Paul E. Flora, Robert Stephen Burns
Hearing Site: Tampa, FL
| | Expungement |
| 07-02226 | 07/05/2011 | Claimant(s): Jackie Barker, Mary Ann Paske, Robert L & Ruth R Akers, Dirk E. Zeiters and Lois J. Zeiters, Rudy Kraft and Margaret A. Kraft
Claimant Lawyers(s): David L. McGee, Douglas S. Lyons, William C. Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Langfred W. White, John A. Torraco, Robert Lewis Matthews
Hearing Site: Tampa, FL
| | $4,118,020 |
| 10-05428 | 06/21/2011 | Claimant(s): Elephant Enterprises.
Claimant Lawyers(s): Charles O'Sullivan
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Brendan M. Murphy
Hearing Site: Tampa, FL
| | $600 |
| 10-01490 | 06/20/2011 | Claimant(s): Jack Windt, Jack WM. Windt Revocable Living Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Edward Rosenberg
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Horace A. Andrews
Hearing Site: Tampa, FL
| | Expungement |
