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FINRA Awards for James Anderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0025009/12/2014Claimant(s): James Anderson
Claimant Lawyers(s): James Anderson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
Checkmark Icon$6,595
13-0020108/19/2013Claimant(s): James Anderson
Claimant Lawyers(s): James Norris Anderson
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
10-0148908/03/2011Claimant(s): Ken Skuba, Warren Farms Inc
Claimant Lawyers(s): James Anderson
Respondent(s): Raymond James Financial Services., Robert Walen
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Muriel Desloovere, Pamela S. Townsend, Darryl C. Wilson
Hearing Site: Tampa, FL
Checkmark Icon$0

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