08-04627 | 05/27/2009 | Claimant(s): Don Stark Claimant Lawyers(s): Don F. Stark Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): John D. Mattingly Hearing Site: Memphis, TN
| | $8,213 |
08-01095 | 05/27/2009 | Claimant(s): Larry Hough Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): David King Arbitrator(s): Brendan E. Finucane, John G. Manley, Kevin Clark Hearing Site: Nashville, TN
| | $0 |
08-01140 | 05/27/2009 | Claimant(s): Dennis Contois, Rose Contois, Contois Living Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Warren A. Forest, Susan Jefferbaum Beck Hearing Site: Orlando, FL
| | $0 |
04-04964 | 05/26/2009 | Claimant(s): Edward A. and Phyllis J. Garabedian Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI
| | $0 |
09-00122 | 05/26/2009 | Claimant(s): Ganesh Khandpekar Claimant Lawyers(s): Ganesh Khandpekar Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Lynne T. Albert Hearing Site: Raleigh, NC
| | $0 |
08-00489 | 05/22/2009 | Claimant(s): John Francesconi Claimant Lawyers(s): Nicholas J. Bell Respondent(s): Dixon Handwerk, Michael Thaler Respondent Lawyers(s): Andrew Biondi, Debra S. Stafford Arbitrator(s): William F. Etherington, Christopher M. McMurray, Margaret Verdery Little Hearing Site: Richmond, VA
| | Stipulated Award and Expungement |
08-00491 | 05/22/2009 | Claimant(s): Louis Velez Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carl Burkhalter Arbitrator(s): David B. Coates, Michael E. Rohde, Elton W. Chartrand Hearing Site: Little Rock, AR
| | $75,000 |
08-00636 | 05/22/2009 | Claimant(s): Antoine Katbe Claimant Lawyers(s): Adam J. Gana Respondent(s): Nicholas Buonocore, Olympia Asset Management, Ltd. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Ernest Fanwick, Alvin Green, Lawrence B. Schiffman Hearing Site: New York, NY
| | $49,243 |
08-00824 | 05/22/2009 | Claimant(s): David Yashon Claimant Lawyers(s): David Yashon Respondent(s): Brent Markley, Michael O'Dell, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff, James C. Browning Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, Erick R. Zanner Hearing Site: Columbus, OH
| | $46,000 |
08-03125 | 05/22/2009 | Claimant(s): Joel W. Carter, IRA, Louise Carter, TTEE for Carter Family Claimant Lawyers(s): Marnie C. Lambert Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Audette Paul Morales Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA
| | $5,825 |