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FINRA Awards for Penelope Basel

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0399906/19/2009Claimant(s): Louis Basel, Penelope Basel
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Wachovia Securities, Neophytos Ganiaris
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Paul T. Green, Pamela H. Roderick, Judith P. Brooks
Hearing Site: New York, NY
Checkmark Icon$60,000

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