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FINRA Awards

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Displaying 9,261-9,270 out of 10,624 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0476508/20/2009Claimant(s): Norman Stoll
Claimant Lawyers(s): Jon H. Patterson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
Checkmark Icon$425
07-0062408/19/2009Claimant(s): Barbara Freudmann, Fern Greene, Gunnar Pedersen, Joan Ezersky, Judith Pedersen, Maxine Jaffe, Randi Greenfield, Randy Greenfield, Ruth Grimes, Sheila Kramer, Shirley Wishnew, Stefan Greene, Judith Pedersen on behalf of Alexa, Noah, Michael Casper Custodial, CUS for Rose Shimerg, Steven Casper Custodial, Carol Hoffer IRA, John Casper, Marian Green, Martin Green, et al
Claimant Lawyers(s): Darren C. Blum, James D. Sallah, Joshua A. Katz, Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Guy K. Stewart, Roy B. Gonas, Geraldine A. Genco
Hearing Site: Boca Raton, FL
Checkmark Icon$1,470,470
06-0433408/19/2009Claimant(s): Sheila Kramer, CUS for Roase Shimberg, Sheila G. Kramer Trust, UAD 9/29/94,
Claimant Lawyers(s): James D. Sallah
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Burt R. Rose, John N. Breazeale, Martin P. Bergman
Hearing Site: Boca Raton, FL
Checkmark Icon$584,800
06-0461008/19/2009Claimant(s): Maxine Jaffe
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Ernest Fanwick, Steven A. Infante, Fred L. Simon
Hearing Site: New York, NY
Checkmark Icon$152,186
06-0528408/19/2009Claimant(s): Barbara Freudmann, Jeffrey Kramer and Helen Kramer
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$289,000
07-0020308/19/2009Claimant(s): Randi Greenfield, Randy Greenfield
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Jerome C. Kelter, Emanuel Goren, Sumaya Grisales-Masis
Hearing Site: Boca Raton, FL
Checkmark Icon$854,681
07-0053808/19/2009Claimant(s): Carol Hoffer IRA, Seymour Hoffer IRA, Carol Hoffer Revocable Trust, Sy Hoffer Revocable Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$2,423,380
07-0107308/19/2009Claimant(s): Marvin Wahl and Blanche Wahl
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$39,323
07-0130108/19/2009Claimant(s): Gunnar Pederson, Judith Pedersen, Ruth Grimes, Judith Pedersen on behalf of Alexa
Claimant Lawyers(s): Joshua A. Katz
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard D. Hanson, Richard Anthony Jannuzzi, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
Checkmark Icon$640,739
07-0130408/19/2009Claimant(s): Joan Ezersky
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$358,375

10,624 Results

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