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FINRA Awards for Robert A. Vallone

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0429909/22/2009Claimant(s): Jennifer McNulty
Claimant Lawyers(s): Robert A. Vallone
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$5,700
08-0273001/22/2009Claimant(s): Joseph Villalba
Claimant Lawyers(s): Joseph Luis Villalba
Respondent(s): Robert Vallone, Hold Brothers On-Line Investment Service
Respondent Lawyers(s): Martin H. Kaplan, Robert A. Vallone
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ

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