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FINRA Awards for William Rector

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0384009/25/2009Claimant(s): Robert Carlton, Jr. Residuray Trust
Claimant Lawyers(s): Burleigh T. Kay
Respondent(s): UBS Financial Services Inc., William Rector
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Wesley C. Wilson
Hearing Site: Richmond, VA
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