| 08-02091 | 10/15/2009 | Claimant(s): Robert Reid
Claimant Lawyers(s): Robert C Port
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Irving M. Shlesinger, William Mase Moxley, Thomas Neal Tillery
Hearing Site: Atlanta, GA
|  | $100,000 |
| 09-01272 | 10/15/2009 | Claimant(s): David Starkson
Claimant Lawyers(s): David Starkson
Respondent(s): Princor Financial Services Corporation
Respondent Lawyers(s): Ann Hudson
Arbitrator(s): Willy Nordwind
Hearing Site: Phoenix, AZ
| | $5,499 |
| 09-02498 | 10/15/2009 | Claimant(s): The Gulesserian Living Trust
Claimant Lawyers(s): Ryan Gulesserian
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): Laura Effel
Hearing Site: San Francisco, CA
| | $1,475 |
| 09-01884 | 10/15/2009 | Claimant(s): Michael Matis
Claimant Lawyers(s): Alexander Melbardis
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $213 |
| 09-01894 | 10/15/2009 | Claimant(s): Jeffrey B Yeager and Grazyna Yeager
Claimant Lawyers(s): Jeffrey B Yeager
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Lisa S. Fildes
Arbitrator(s): John P. Gouttiere
Hearing Site: Detroit, MI
| | $0 |
| 09-02281 | 10/15/2009 | Claimant(s): Fayed Fayed
Claimant Lawyers(s): Fayed O. Fayed
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-02527 | 10/14/2009 | Claimant(s): Frances Meyers
Claimant Lawyers(s): Howard Meyers
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
| | $9,413 |
| 08-04451 | 10/14/2009 | Claimant(s): Phyllis Andriani, PhylissAndriani TTEE Non-Marital Trusts, TTEE of the Martial Tr
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): Wachovia Securities, Morgan Stanley & Co.
Respondent Lawyers(s): Alan S. Rafterman, Susan Poder MacFarlane
Arbitrator(s): James M. Baumann, Keely D. Parr, George E. Berkeley
Hearing Site: New York, NY
| | $0 |
| 08-00602 | 10/13/2009 | Claimant(s): Alvin Reiter Living Trust by Alvin Reite, Alvin Reiter MD Inc. DBT by Alvin Reiter
Claimant Lawyers(s): William F. Davis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Martin Mandel, Audrey H. Ruben, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-04541 | 10/12/2009 | Claimant(s): Costa Tzotzis, Darin Haines, Prestige Financial Center.
Claimant Lawyers(s): Brian Reis
Respondent(s): Niles Management Leasing Corp.
Respondent Lawyers(s): Karl Azai
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $0 |
