| 10-00357 | 05/05/2011 | Claimant(s): Dennis W. Tibbs, IRA, QRP, Patricia A. Tibbs, Dennis W. and Patricia A. Tibbs, Jt Ten
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Brian E. Bro, Martin Samuel Altimore
Hearing Site: Houston, TX
|  | Expungement |
| 09-05478 | 11/22/2010 | Claimant(s): Sean Cusak
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): James G. Cooper, Reginald Harris Brockwell, Martin Samuel Altimore
Hearing Site: Houston, TX
| | |
| 08-04652 | 01/06/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Lisa Alvarado
Respondent Lawyers(s): Jennifer L. Bergman
Arbitrator(s): Mobley E. Cox, Martin Samuel Altimore, JoAnn McEwan
Hearing Site: Houston, TX
| | |
| 08-02547 | 11/04/2009 | Claimant(s): Dana Gribi
Claimant Lawyers(s): Jack W. Cunningham
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): David R. Maurer
Arbitrator(s): Donald K. Eckhardt, Martin Samuel Altimore, Jeffrey R. Jury
Hearing Site: Houston, TX
| | $7,500 |
| 07-01236 | 02/15/2008 | Claimant(s): John Wallis, John R. Wallis IRA
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): LLoyd S. Clareman
Arbitrator(s): William Edward Buck, Martin Samuel Altimore, Martin Epner
Hearing Site: Houston, TX
| | Stipulated Award |
