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FINRA Awards for Lisa Alvarado

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0465201/06/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Lisa Alvarado
Respondent Lawyers(s): Jennifer L. Bergman
Arbitrator(s): Mobley E. Cox, Martin Samuel Altimore, JoAnn McEwan
Hearing Site: Houston, TX

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