09-05197 | 04/12/2010 | Claimant(s): Warren A. Powers Trust Claimant Lawyers(s): Terry J. Powers Respondent(s): Kevin WichmanL Financial Corporation Respondent Lawyers(s): Ralph DiChiara Arbitrator(s): Thomas R. Skulina Hearing Site: Columbus, OH
| | $0 |
08-00032 | 04/09/2010 | Claimant(s): Bernard Cousino, June Cousino Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Frank Bluestein, GunnAllen Financial., Questar Capital Corporation Respondent Lawyers(s): Frank J. Bluestein, Julie H. Firestone, William J. Schifino Arbitrator(s): Edward M. Olson, Harvey Frank, Bruce F. Coleman Hearing Site: Detroit, MI
| | $123,050 |
08-01816 | 04/09/2010 | Claimant(s): Emma Bufkin, The Trust Agreement of Emma Doris Bufkin Claimant Lawyers(s): Michael P. Cillo Respondent(s): Alton Mayeu, Merrill Lynch Pierce Fenner & Smith Inc., Sharon Bentz Respondent Lawyers(s): Bradley B. Rounsaville, Stephen H. Kupperman Arbitrator(s): Bruce Brown, Samuel Clinton O'Daniel, John Jerold Barrett Hearing Site: Denver, CO
| | $85,467 |
08-02135 | 04/09/2010 | Claimant(s): Marc Mauney & Lynne Rogerson Rev. Living, Qualified Terminable Interest Trust Claimant Lawyers(s): John A. Bender Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Joseph C. Roberts, Jonathan W. Kaiser, Sheryl Ann Seipp Hearing Site: Seattle, WA
| | $246,560 |
08-04212 | 04/09/2010 | Claimant(s): Janet Marcus, Marcus Kappel & Co. 401K, David Marcus Profit Sharing Plan Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Fred S. Pieroni, Alvin Green, Denise L. Quarles Hearing Site: New York, NY
| | $490,610 |
09-02820 | 04/09/2010 | Claimant(s): Connie Lee Claimant Lawyers(s): Jason R. Doss Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Charles M. Dalziel Arbitrator(s): Robert W. Kneeland Hearing Site: Atlanta, GA
| | $53,133 |
07-03006 | 04/09/2010 | Claimant(s): J.A. Majors Corporation Claimant Lawyers(s): Mark A. Hendrix Respondent(s): UBS Financial Services Inc., PFPC., Wachovia Corporation Respondent Lawyers(s): Beau Cox, Linda R. Stahl Arbitrator(s): Helmut O. Wolff, Nichole C. Ake, Edward J. Lynch Hearing Site: Dallas, TX
| | $0 |
08-03866 | 04/09/2010 | Claimant(s): Bruce Means Claimant Lawyers(s): Adam J. Gana Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Nancy H. Baughan Arbitrator(s): Preston A. Trimble, Jan Preece Gaddis, David G. Ritchie Hearing Site: Oklahoma City, OK
| | $0 |
09-00755 | 04/09/2010 | Claimant(s): Gene Gasselle Claimant Lawyers(s): Richard A. Nervig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Schulze Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Judith A. Gust, Cynthia B. Stone, John Scott Carter Hearing Site: San Diego, CA
| | $0 |
09-05598 | 04/09/2010 | Claimant(s): Michele Morris Claimant Lawyers(s): Michele Morris Respondent(s): Sharone Hakman Respondent Lawyers(s): Vanessa M. Hoffman Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
| | $213 |