| 12-02841 | 07/02/2015 | Claimant(s): John Artmire
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Arthur H. Geffen, Robert L. Yeager, Joseph Anthony Girgenti
Hearing Site: Dallas, TX
|  | $818,817 |
| 14-00531 | 07/02/2015 | Claimant(s): Dennis Sellers
Claimant Lawyers(s): Joshua B. Kons
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Vicky L. Orem
Hearing Site: Richmond, VA
| | Expungement |
| 14-01064 | 07/02/2015 | Claimant(s): Barbara McGouirk, Catherine Leeman, Vickie Leeman, Leeman Architectural Woodwork, Leeman Construction Company., Leeman Installation Inc.
Claimant Lawyers(s): Alan R. Perry
Respondent(s): BB&T Securities
Respondent Lawyers(s): Brian M. Walsh
Arbitrator(s): Joe E. Manuel, James C. Hoover, John F. O'Neill
Hearing Site: Atlanta, GA
| | $226,978 |
| 14-00954 | 07/01/2015 | Claimant(s): Athrea Hedrick, Grace Brown, Estate of Sidney E. Berquam, Sidney E. Berquam Revocable Trust
Claimant Lawyers(s): Steven M. Phillips
Respondent(s): Mark Holt
Respondent Lawyers(s): Mark D. Holt
Arbitrator(s): Richard A. Mosman, Thomas J. Gmeinder, Lavon C. Phillips
Hearing Site: Minneapolis, MN
| | $497,190 |
| 14-01864 | 07/01/2015 | Claimant(s): Laura Danielle Kornhauser Holding Trust, Michelle Mary Kornhauser Holding Trust I, Paul Michael Kornhauser Holding Trust I
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Michael Fischetti, Veronica Ann Williams, Christopher Jude Henwood
Hearing Site: Newark, NJ
| | $150,000 |
| 14-03503 | 07/01/2015 | Claimant(s): Harvey Klein, Joan Bailey
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Sam Antar, Denise N. Seegobin, Steven Hale Zousmer
Hearing Site: New York, NY
| | $0 |
| 13-03651 | 06/30/2015 | Claimant(s): Joseph Kapshandy
Claimant Lawyers(s): Eamon P. Kelly
Respondent(s): Timothy Kelly
Respondent Lawyers(s): Bradley P. Colborn
Arbitrator(s): Daniel R. Formeller, Champ W. Davis, Pamela A. Kentra
Hearing Site: Chicago, IL
| | Expungement |
| 14-03101 | 06/30/2015 | Claimant(s): Nathan Bard and Monteen Bard
Claimant Lawyers(s): Rob Bleecher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | $0 |
| 14-03758 | 06/30/2015 | Claimant(s): Blackbook Capital LLC
Claimant Lawyers(s): Franklin I. Ogele
Respondent(s): Alfred Woodard
Respondent Lawyers(s): Alfred Woodard
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 14-00989 | 06/29/2015 | Claimant(s): Patricia Marshall Revocable Trust
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert J. Scafuri, Jacqueline R. Fox, Betty R. Widgeon
Hearing Site: Detroit, MI
| | Expungement |
