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FINRA Awards for Patricia Marshall Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0098906/29/2015Claimant(s): Patricia Marshall Revocable Trust
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert J. Scafuri, Jacqueline R. Fox, Betty R. Widgeon
Hearing Site: Detroit, MI
Checkmark IconExpungement

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