| 14-00777 | 08/17/2015 | Claimant(s): Danny Brumble, Paula Brumble
Claimant Lawyers(s): Robert J. Carlson
Respondent(s): David Lyles, Merrill Lynch Pierce Fenner & Smith Inc., William Mulder
Respondent Lawyers(s): Janet K. DeCosta, Ronald D. Smith
Arbitrator(s): Phil E. Macy, Robert Steven Haught, Lawrence Franklin McAtee
Hearing Site: Oklahoma City, OK
|  | Expungement |
| 12-02533 | 08/14/2015 | Claimant(s): Estate of Malcolm Schvey
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Mitchell S. Friedman, Sanford S. Stevens, Sandra Gale Behrle
Hearing Site: New York, NY
| | $427,060 |
| 13-02946 | 08/13/2015 | Claimant(s): Laura Rappaport, Richard Rappaport
Claimant Lawyers(s): Adam B. Wolf, Daniel J. Carr
Respondent(s): John Pisapia, Chelsea Financial Services
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Ralph H. Erickson, Audrey H. Ruben, Jeffrey Wittenberg
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-03422 | 08/11/2015 | Claimant(s): Elayne Wasserman & Richard A. Wasserman
Claimant Lawyers(s): Rachelle Parks
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00304 | 08/11/2015 | Claimant(s): Milagros Maldonado, Orlando Gonzalez
Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez, Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Edward R. Niederriter, Kenneth R. Starr, David Walton Earle
Hearing Site: San Juan, PR
| | $2,545,600 |
| 14-02355 | 08/11/2015 | Claimant(s): Carolyn Walker, Danny Townsend, Jackson Walker, Mack Amerson, Martha Westmoreland, Marvel Smith, Merrilynn Teixeira, Richard Smith, Estate of Joan Hendrix, Deceased
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Perry Lee Taylor, Linda M. Granata, Samuel Appel
Hearing Site: Atlanta, GA
| | $1,282,560 |
| 14-03667 | 08/11/2015 | Claimant(s): Joseph Horn
Claimant Lawyers(s): Joseph Horn
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 15-00357 | 08/11/2015 | Claimant(s): Steven Fried
Claimant Lawyers(s): Steven R. Fried
Respondent(s): Anthony Fisher
Respondent Lawyers(s): Anthony John Fisher
Arbitrator(s): David W. Dresnick
Hearing Site: Las Vegas, NV
| | $0 |
| 14-01409 | 08/10/2015 | Claimant(s): Alice Williams
Claimant Lawyers(s): John O'Shea Sullivan
Respondent(s): Christopher Payne, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Sabrina Raquel Scott, Harvey R. Linder, David E. Morris
Hearing Site: Atlanta, GA
| | Expungement |
| 13-00310 | 08/10/2015 | Claimant(s): Julie Lefkowitz, E. Lefkowitz Trust
Claimant Lawyers(s): Peter H. McCallion
Respondent(s): Oppenheimer & Co.., John Miller
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: New York, NY
| | $0 |
