| 06-04822 | 02/29/2008 | Claimant(s): Neal Winberg, Shelley Winberg, Winberg Family Partnership, LLP, Winberg Family Char. Remainder Trust
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): Debra Silversmith, Donald Silversmith, Omnivest.
Respondent Lawyers(s): Russell K. Bean, William D. Nelson
Arbitrator(s): Jeffrey M. Bain, Richard M. Duxbury, David K. Schaal
Hearing Site: Omaha, NE
|  | $307,717 |
| 07-01363 | 02/29/2008 | Claimant(s): David Dawsey
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Robert G. Brunton, Ralph S. Paden, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $0 |
| 03-08035 | 02/27/2008 | Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Christina Renee Suh & Cameron Razavi
Respondent Lawyers(s): Christina R. Suh
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | $0 |
| 07-00114 | 02/27/2008 | Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz
Hearing Site: New York, NY
| | $500,000 |
| 06-04970 | 02/27/2008 | Claimant(s): Jerry Brown and Pat Brown, Lonnie and Nettie Brown
Claimant Lawyers(s): Glen Scott Love
Respondent(s): Citigroup Global Markets., Patrick Holt
Respondent Lawyers(s): Patrick T. Holt, Thomas A. Roberts
Arbitrator(s): Ron C. Christner, Charles K Reasonover, James Clyde Wainwright
Hearing Site: New Orleans, LA
| | $0 |
| 07-00470 | 02/27/2008 | Claimant(s): Oscar Munguia
Claimant Lawyers(s): Oscar R Munguia
Respondent(s): John Conroy, Kevin Brennan, Reza Abedi, Benson York Group., New Castle Financial Group Inc.
Respondent Lawyers(s): Brett D. Zinner, John J. Conroy, Reza Abedi
Arbitrator(s): Thomas E. Shuck, Tina L. Mitchell, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01276 | 02/26/2008 | Claimant(s): Sandra Rizzo, IRA FBO Sandra L. Rizzo
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Ralph L. Corton, Michael R. Stabile, Jared D. Simmer
Hearing Site: Pittsburgh, PA
| | $21,500 |
| 07-02669 | 02/26/2008 | Claimant(s): Gerald Crawford
Claimant Lawyers(s): Gerald K. Crawford
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): David Flower
Arbitrator(s): Michael J. Fish
Hearing Site: San Francisco, CA
| | $0 |
| 07-02691 | 02/26/2008 | Claimant(s): John Maisano
Claimant Lawyers(s): John A. Maisano
Respondent(s): Judson Potter, UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Jeffrey R. Martin
Hearing Site: Boston, MA
| | $0 |
| 06-04641 | 02/25/2008 | Claimant(s): Stanley Stahl, Stanley Stahl Revocable Trust 11/11/03
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Michael Lukasievich, Edward Arthur Horton, Lili Ann Olin
Hearing Site: Boca Raton, FL
| | $41,250 |
