| 18-04114 | 10/16/2019 | Claimant(s): Susan Valentine
Claimant Lawyers(s): Susan M. Valentine
Respondent(s): Michael Sabo, Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus, Foster S. Goldman
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
|  | $0 |
| 17-03139 | 09/20/2019 | Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
| | $43,827 |
| 19-00703 | 08/12/2019 | Claimant(s): Nancy Harp
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
| | $0 |
| 17-02600 | 11/13/2018 | Claimant(s): Cynthia Marovich, Estate of Ward G. Dexel
Claimant Lawyers(s): Katherine E. Mott
Respondent(s): Gregory Collins, Raymond James Financial Services.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Martin Brosnan, James George Timpa, Douglas S. Parker
Hearing Site: Detroit, MI
| | Expungement |
| 17-00629 | 09/12/2018 | Claimant(s): Joe Zuech, Wendy Zuech
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Henry J. Ackels, Mary Elizabeth Skelnik, Larry Adair
Hearing Site: Dallas, TX
| | Expungement |
| 16-03603 | 06/07/2018 | Claimant(s): Hugh and Amy (Betty) Mitchell
Claimant Lawyers(s): Charles A McCallum
Respondent(s): Brian Anderson, Raymond James Financial Services., Anderson Pewitt & AssociatesL Financial Holdings., Weybridge Capital Partners, GP
Respondent Lawyers(s): Aaron Furniss, Joel M. Everest, Richard Frankowski
Arbitrator(s): Harry G. Mason, J. Wesley Romine, Roslyn Barbee
Hearing Site: Birmingham, AL
| | Expungement |
| 17-01676 | 03/30/2018 | Claimant(s): Scott Smith, Howard E. Smith, Jr. IRA, Jr. Trust U/A dtd 1993
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Findling, Raymond James Financial Services.
Respondent Lawyers(s): Adam Wenner
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $0 |
| 16-03318 | 06/22/2017 | Claimant(s): Nancy Savage
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jeffrey Drapala, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00022 | 06/02/2017 | Claimant(s): James Anderton, Anderton A Trust, Anderton B Trust
Claimant Lawyers(s): Joyce W. Lindauer
Respondent(s): Matthew Mason, Raymond James Financial Services., Alliance Bank, Alliance Bank Financial Services
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): C. Sumpter Logan, John McWane Hayes, George Lucas ("Luke") Ashley
Hearing Site: Dallas, TX
| | Expungement |
| 15-03136 | 04/19/2017 | Claimant(s): Edina Allen, Robert Allen, Edina C. Allen Revocable Trust, Robert C. Allen Revocable Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Louise B. Zeuli, Raymond E. Cornelius, Robert Francis Roland
Hearing Site: Orlando, FL
| | $0 |
