24-00789 | 11/05/2024 | Claimant(s): Irma Elshafei Claimant Lawyers(s): Irma Elshafei Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Randall B Christison Hearing Site: San Diego, CA
| | $0 |
23-03227 | 11/04/2024 | Claimant(s): Andres Matzner Claimant Lawyers(s): Andres Matzner Respondent(s): Robinhood Financial. Respondent Lawyers(s): Samer N. Aref Arbitrator(s): Barbara M. Zak, Katherine Jane Morris, William (Lee) Biddle Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
22-01490 | 09/06/2024 | Claimant(s): Alan Bulotsky, Deluvina Lopez, George Wilson, Janice Almeleh, Jean Wilson, Toby Bulotsky, Grace Lutheran Church of Grace Lutheran, George Wilson IRA, Jean Wilson IRA, Toby D. Bulotsky Trust Claimant Lawyers(s): Adam Gana Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Randy R. Maher, Janice L. Sperow, Helen W. Kinnaird Hearing Site: San Diego, CA
| | $1,148,130 |
23-00008 | 09/03/2024 | Claimant(s): Leo Delancey, Scott Kimball Claimant Lawyers(s): Kalju Nekvasil Respondent(s): David Dahill, Realized Financial. Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Cynthia Cashman Makin Hearing Site: San Diego, CA
| | Expungement |
21-02824 | 04/12/2024 | Claimant(s): Charlie Meredith Claimant Lawyers(s): David A. Welling Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): John P. Kincade Arbitrator(s): Mark R. Lee, Gene S. Evenskaas, Randall B Christison Hearing Site: San Diego, CA
| | Expungement |
23-01599 | 10/24/2023 | Claimant(s): Barbara Fluetsch Claimant Lawyers(s): Barbara A. Fluetsch Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jovalin Dedaj Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
| | $300 |
20-01120 | 07/26/2023 | Claimant(s): Health and Wellness Lifestyle Club LLC Claimant Lawyers(s): Richard Frankowski Respondent(s): Carolyn Valentine, H. Beck. Respondent Lawyers(s): Joseph C. Campo, Richard A. D'Amura Arbitrator(s): Mark R. Lee, George Richard Najjar, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | $0 |
21-00320 | 05/05/2023 | Claimant(s): Fred Shahan, Wendy Cordell, on behalf of his IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Darol Paulsen, John Nguyen, Jonathan French, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Barbara M. Zak, Herbert Liberman, Deanna J. Johnson Hearing Site: San Diego, CA
| | $780,220 |
21-01782 | 10/19/2022 | Claimant(s): Cary Shillington, Caterina Romano, Italo Romano, Stuart Wein, Cary Shillington IRAs, CM Romano Family Trust DTD 8/26/2005, Wein Schliep Trust DTD 4/20/17 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Estate of Jan Earl Haynes, Joshua Helmle Respondent Lawyers(s): Estate of Jan Earl Haynes, Joshua Nathan Helmle Arbitrator(s): Robert E. Jenks, Kenneth Andrew Klinko, Fern M. Laethem Hearing Site: San Diego, CA
| | $510,000 |
18-01226 | 09/16/2022 | Claimant(s): Hisako Patten Claimant Lawyers(s): Hisako Patten Respondent(s): Craig Dock, Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Randy R. Maher, Cynthia Cashman Makin, Charles Chia-Lin Hsieh Hearing Site: San Diego, CA
| | Expungement |