| 24-00878 | 09/24/2024 | Claimant(s): Monica Villarreal
Claimant Lawyers(s): Monica Daniela Villarreal
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): Katie Kimbrell
Arbitrator(s): Mitchell Lee Lathrop, Jason E. Murtagh, Cynthia Helene Cwik
Hearing Site: San Diego, CA
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| 23-03030 | 08/23/2024 | Claimant(s): Mark Rothstein
Claimant Lawyers(s): Tadeusz McMahon
Respondent(s): LPL Financial LLC, Independent Financial Group., Centaurus Financial.
Respondent Lawyers(s): Jon D. Kaplon, Michael J. Carey, Sarah J. Kreisman
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
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| 23-02930 | 07/30/2024 | Claimant(s): Kevin McBarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 23-02056 | 06/26/2024 | Claimant(s): John Loehr
Claimant Lawyers(s): Bentley P Stansbury
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
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| 23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 22-01637 | 05/06/2024 | Claimant(s): Mindey Morrison
Claimant Lawyers(s): James J. Moylan
Respondent(s): Ivar Sorensen, Richard Vitale, The M & A Group LLC
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Mark R. Lee, Erik R. Siering, Ria Gost
Hearing Site: San Diego, CA
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| 23-03050 | 05/06/2024 | Claimant(s): Gary Glockzin
Claimant Lawyers(s): Zachary S. Knoblock
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Jonathan L. French
Arbitrator(s): Charles G. Michaels, Mary Margaret Bush, Howard N. Gorney
Hearing Site: San Diego, CA
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| 23-00552 | 04/03/2024 | Claimant(s): Matthew Jung
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: San Diego, CA
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| 19-00555 | 02/20/2024 | Claimant(s): Janice Kevari
Claimant Lawyers(s): Maryann P Gallagher
Respondent(s): Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller
Hearing Site: San Diego, CA
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| 23-01485 | 01/31/2024 | Claimant(s): Diego Macedo
Claimant Lawyers(s): Everett Pritchard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Emily Z. Culbertson
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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