Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02253 | 12/18/2019 | Claimant(s): Joey Singleton IRA Claimant Lawyers(s): Benjamin Lapin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer N. Lamirand Arbitrator(s): Raymond C. Kerr, Malcolm Edwin Whittaker, Kevin Colby Hearing Site: Houston, TX |  | $0 |
| 16-02191 | 12/12/2017 | Claimant(s): Elaine Nester Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | | Expungement |
| 14-01081 | 05/29/2015 | Claimant(s): Nicholas Glasby Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors LLC Respondent Lawyers(s): Michael Naccarato Arbitrator(s): James John Jurinski Hearing Site: Boise, ID | | Expungement |
| 13-03688 | 05/01/2015 | Claimant(s): Kuku Walia Claimant Lawyers(s): Benjamin Lapin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard W. Cutler, Frances Gottfried, Sonja Tennille Orgias Hearing Site: New York, NY | | Expungement |
| 13-00218 | 04/23/2015 | Claimant(s): Michael Rice, Susanna Rice Claimant Lawyers(s): Benjamin Lapin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John P. Bevilacqua Arbitrator(s): John P. Gouttiere, Jack L. Somers, Anthony W. Candela Hearing Site: Detroit, MI | | Expungement |
| 13-02591 | 02/13/2015 | Claimant(s): Anthony Fox, Susan Fox Claimant Lawyers(s): Benjamin Lapin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Richard L. Warner, Roy J. Moceri, Ann Sattler Hearing Site: Seattle, WA | | Expungement |
| 13-03392 | 02/06/2015 | Claimant(s): Hans Taulien, Irene Taulien Claimant Lawyers(s): Benjamin Lapin Respondent(s): Morgan Stanley Respondent Lawyers(s): Travis R. Chapin Arbitrator(s): G. Marshall Abbey Hearing Site: Chicago, IL | | Expungement |
| 13-01323 | 10/15/2014 | Claimant(s): Mark Manoogian Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors, Jim Karas Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | | Expungement |
| 13-02590 | 10/01/2014 | Claimant(s): Jeffrey Greene, Tama Greene Claimant Lawyers(s): Benjamin Lapin Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Ross W. Cannon Hearing Site: Helena, MT | | Expungement |
| 12-01209 | 09/05/2014 | Claimant(s): Charles Kinbar, Evelyn Kinbar Claimant Lawyers(s): Benjamin Lapin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Cynthia H. Plishtin, Joseph H. Cerame, Marilyn Chin Hearing Site: Newark, NJ | | Expungement |