16-00467 | 10/10/2016 | Claimant(s): Harold Sherman Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway Hearing Site: Orlando, FL
| | Expungement |
15-00354 | 09/01/2016 | Claimant(s): Benjamin G. Thompson Family Trust dated Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): John G. Manley, Patricia Best Vital, J. Wesley Romine Hearing Site: Birmingham, AL
| | Expungement |
15-03296 | 09/01/2016 | Claimant(s): Sam Askanazi, with Claimant Lawyers(s): Jeffrey Askanazi Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): George G. Kurschner, Gilbert A. Schnirman, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | $0 |
14-02995 | 06/29/2016 | Claimant(s): Florencio De Jesus, Jose Antonio Chevres, Margarita Vazquez Claimant Lawyers(s): Peter J. Mougey Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Joel M. Everest, Roberto C. Quinones-Rivera Arbitrator(s): Tina E. Patterson, Colleen Rotella, Lance A. Harke Hearing Site: San Juan, PR
| | $363,552 |
14-00862 | 02/18/2016 | Claimant(s): Carmelo Nieves, Nelly Cruz, Caguas Mechanical Contrators Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon, Samuel B. Edwards Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of P R Respondent Lawyers(s): Joel M. Everest, Roberto Quinones-Rivera Arbitrator(s): Barry David Thorpe, Brian James Tagtmeier, Frank A. Little, Jr. Hearing Site: San Juan, PR
| | Expungement |
14-01649 | 12/18/2015 | Claimant(s): Luis Roldan Caraballo, Luis Roldan Caraballo IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Bernard A. Becker, Lawrence Zenville Rosenberg, Carl Henry Perdue Hearing Site: Miami, FL
| | $1,373,930 |
14-02502 | 12/17/2015 | Claimant(s): Michael Cordova Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Ian S. Greig, Lauren S. Puritz, Robert Wallace Rasch Hearing Site: Orlando, FL
| | Expungement |
14-01271 | 12/10/2015 | Claimant(s): Lee Riggins, M.D., Lee Shefton Riggins, MD, Trustee, et al Claimant Lawyers(s): Samuel M. Hill Respondent(s): Joshua Rudder, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Steven P. Gregory, Clarence H. Hampton, Rachel Kay Russell Hearing Site: Birmingham, AL
| | $0 |
13-03039 | 05/22/2015 | Claimant(s): Geraldine Sura Claimant Lawyers(s): Peter C. Rageas Respondent(s): Keven Wedekind, Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Barbara A. Johannessen, Mayra Adela Rodriguez, Seth H. Barsky Hearing Site: Detroit, MI
| | Expungement |
12-03901 | 03/10/2015 | Claimant(s): Sandra Harder Claimant Lawyers(s): Erwin Cohn Respondent(s): Benjamin Pahl, Fidelity Brokerage Services LLC, Money Concepts Capital Corp Respondent Lawyers(s): Joel M. Everest, Kathy M. Klock Arbitrator(s): Kenneth N. Adamson, Susanne J. Hollander, Harvey R. Herman Hearing Site: Chicago, IL
| | Expungement |