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FINRA Awards for Lance A. Harke

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0195505/03/2018Claimant(s): Mariano Sole
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Jose Lozano, Vectorglobal WMG
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Will Murphy, Lance A. Harke, Mark A Bilawsky
Hearing Site: Miami, FL
Checkmark Icon$0
15-0218912/14/2016Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Jimmy Gonzalez
Respondent Lawyers(s): Jimmy Gonzalez
Arbitrator(s): Christopher J. Klein, Lance A. Harke, Stewart L. Appelrouth
Hearing Site: Miami, FL
14-0299506/29/2016Claimant(s): Florencio De Jesus, Jose Antonio Chevres, Margarita Vazquez
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Joel M. Everest, Roberto C. Quinones-Rivera
Arbitrator(s): Tina E. Patterson, Colleen Rotella, Lance A. Harke
Hearing Site: San Juan, PR
Checkmark Icon$363,552

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